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Capital One Financial Corporation — Insider Transactions (Form 4)

COF
NYSEFinancial ServicesFinancial - Credit ServicesCIK 0000927628capitalone.comAbout COF
Last close · Oct 16, 2026201.74+2.88 (+1.45%)
Market cap$123.8B

Between May 8, 2026 and Oct 6, 2026, Capital One (COF) insiders filed 38 Form 4 transactions: 23 sales worth $10.9M in total and no open-market purchase; 21 of the sales were under 10b5-1 plans set in advance. The largest seller was Raghu Ravi, $1.2M. 15 other filings were grants, exercises or gifts, which say nothing about buying or selling.

Transactions · past year38
Open-market purchases (P)0
Open-market sales (S)23$10.9M
Under a 10b5-1 plan21

Form 4 transactions

DateInsiderTitleCodePlanSharesPriceValue
2026-10-06Cooper Matthew WGeneral Counsel & Corp SecyS10b5-13,500196.22$686,770
2026-09-15Karam CeliaPres, Retail BankS10b5-12,017206.07$415,643.2
2026-09-15Dean LiaPres, Banking & Prem. ProductsS10b5-12,066206.07$425,740.6
2026-09-01Cooper Matthew WGeneral Counsel & Corp SecyS10b5-13,500214.10$749,350
2026-08-17Dean LiaPres, Banking & Prem. ProductsS10b5-12,192225.52$494,339.8
2026-08-17Dean LiaPres, Banking & Prem. ProductsS10b5-11225.92$225.9
2026-08-17Karam CeliaPres, Retail BankS10b5-11,887225.52$425,556.2
2026-08-17Karam CeliaPres, Retail BankS10b5-11225.92$225.9
2026-08-13Mouadeb Mark DanielPresident, CardS10b5-11,199225.00$269,775
2026-08-10Zamsky MichaelChief Credit & Fin'l Risk Off.S5,473218.02$1.2M
2026-08-07Raghu RaviPres, Software, Intl & Sm BusS10b5-150218.49$10,924.5
2026-08-04Mouadeb Mark DanielPresident, CardS10b5-11,183220.00$260,260
2026-08-04Cooper Matthew WGeneral Counsel & Corp SecyS10b5-13,500219.33$767,655
2026-08-01Hanson Jason P.Pres.- Global Payment NetworkM2,014——
2026-08-01Hanson Jason P.Pres.- Global Payment NetworkF893209.01$186,645.9
2026-08-01Hanson Jason P.Pres.- Global Payment NetworkM2,0140.00$0
2026-08-03Mouadeb Mark DanielPresident, CardS10b5-1690215.00$148,350
2026-07-31Raghu RaviPres, Software, Intl & Sm BusS10b5-13,462209.27$724,492.7
2026-07-31Raghu RaviPres, Software, Intl & Sm BusS10b5-15,820210.02$1.2M
2026-07-31Raghu RaviPres, Software, Intl & Sm BusS10b5-1444210.70$93,550.8
2026-07-29Golden Timothy PSVP, Chief Accounting OfficerS3,487211.00$735,757
2026-07-07Cooper Matthew WGeneral Counsel & Corp SecyS10b5-13,500208.00$728,000
2026-06-02Cooper Matthew WGeneral Counsel & Corp SecyS10b5-13,500183.36$641,760
2026-05-12Haggerty KaitlinChief Human Resources OfficerS10b5-11,307183.93$240,396.5
2026-05-13Haggerty KaitlinChief Human Resources OfficerS10b5-1119182.59$21,728.2
2026-05-12Cooper Matthew WGeneral Counsel & Corp SecyS10b5-13,500183.93$643,755
2026-05-08Locoh-Donou FrancoisDirectorA1,2940.00$0
2026-05-08Detrick Christine RoseDirectorA1,2940.00$0
2026-05-08Harford Suni PDirectorA1,2940.00$0
2026-05-08Leenaars Cornelis PAJDirectorA1,2940.00$0
2026-05-08RASKIND PETER EDirectorA1,2940.00$0
2026-05-08Archibong ImeDirectorA1,2940.00$0
2026-05-08Killalea Peter ThomasDirectorA1,2940.00$0
2026-05-08SHATTUCK MAYO A IIIDirectorA1,2940.00$0
2026-05-08Wong Jennifer L.DirectorA1,2940.00$0
2026-05-08williams craig a.DirectorA1,2940.00$0
2026-05-08SHEPHERD MICHAELDirectorA1,2940.00$0
2026-05-08Serra EileenDirectorA1,2940.00$0

Codes are the SEC's: P open-market purchase, S open-market sale; M exercise, F tax withholding, A grant and G gift are routine. A 10b5-1 flag means the trade ran under a plan adopted in advance. Method notes in where the numbers come from.