The Charles Schwab Corporation
SCHWLast close · Oct 16, 202691.96−2.20 (−2.34%)
Market cap$159.0B
Between Aug 6, 2026 and Oct 1, 2026, Charles Schwab (SCHW) insiders filed 40 Form 4 transactions: 14 sales worth $59.4M in total and no open-market purchase; 7 of the sales were under 10b5-1 plans set in advance. The largest seller was Bettinger Walter W, $20.0M. 26 other filings were grants, exercises or gifts, which say nothing about buying or selling.
40
0
14
19
Form 4 transactions
| Date | Insider | Title | Code | Plan | Shares | Price | Value |
|---|---|---|---|---|---|---|---|
| 2026-10-01 | Ruffel Charles A. | Director | A | 1,222 | 0.00 | $0 | |
| 2026-10-01 | HERRINGER FRANK C | Director | A | 445 | — | — | |
| 2026-10-01 | Ellis Stephen A | Director | A | 369 | — | — | |
| 2026-10-01 | Brown Marianne Catherine | Director | A | 407 | — | — | |
| 2026-10-01 | Hathi Neesha | MD, Head Wealth Adv, Bnk, Tst | S | 10b5-1 | 5,000 | 97.80 | $489,007 |
| 2026-10-01 | Hathi Neesha | MD, Head Wealth Adv, Bnk, Tst | M | 10b5-1 | 5,000 | 41.98 | $209,900 |
| 2026-10-01 | Hathi Neesha | MD, Head Wealth Adv, Bnk, Tst | M | 10b5-1 | 5,000 | 0.00 | $0 |
| 2026-09-23 | Ellis Stephen A | Director | M | 1,918 | 0.00 | $0 | |
| 2026-09-23 | Ellis Stephen A | Director | M | 1,918 | 31.48 | $60,378.6 | |
| 2026-09-01 | Hathi Neesha | MD, Head Wealth Adv, Bnk, Tst | M | 10b5-1 | 3,177 | 52.05 | $165,362.8 |
| 2026-09-01 | Hathi Neesha | MD, Head Wealth Adv, Bnk, Tst | S | 10b5-1 | 3,177 | 109.04 | $346,428 |
| 2026-09-01 | Hathi Neesha | MD, Head Wealth Adv, Bnk, Tst | M | 10b5-1 | 3,177 | 0.00 | $0 |
| 2026-08-28 | Bettinger Walter W | Co-Chairman | M | 74,388 | 46.81 | $3.5M | |
| 2026-08-28 | Bettinger Walter W | Co-Chairman | S | 74,388 | 110.91 | $8.3M | |
| 2026-08-28 | Bettinger Walter W | Co-Chairman | M | 74,388 | 0.00 | $0 | |
| 2026-08-28 | Hathi Neesha | MD, Head Wealth Adv, Bnk, Tst | S | 10b5-1 | 3,177 | 108.12 | $343,497.6 |
| 2026-08-28 | Hathi Neesha | MD, Head Wealth Adv, Bnk, Tst | M | 10b5-1 | 3,177 | 52.05 | $165,362.8 |
| 2026-08-28 | Hathi Neesha | MD, Head Wealth Adv, Bnk, Tst | M | 10b5-1 | 3,177 | 0.00 | $0 |
| 2026-08-27 | Schwab Charles R. | Co-Chairman | G | 9,300 | 0.00 | $0 | |
| 2026-08-26 | Schwab-Pomerantz Carolyn | Director | S | 9,175 | 109.25 | $1.0M | |
| 2026-08-24 | Schwab Charles R. | Co-Chairman | S | 117,000 | 113.20 | $13.2M | |
| 2026-08-24 | Bettinger Walter W | Co-Chairman | M | 176,210 | 46.81 | $8.2M | |
| 2026-08-24 | Bettinger Walter W | Co-Chairman | S | 176,210 | 113.49 | $20.0M | |
| 2026-08-24 | Bettinger Walter W | Co-Chairman | M | 176,210 | 0.00 | $0 | |
| 2026-08-17 | Schwab Charles R. | Co-Chairman | G | 45,500 | 0.00 | $0 | |
| 2026-08-18 | Schwab Charles R. | Co-Chairman | G | 54,550 | 0.00 | $0 | |
| 2026-08-17 | Beatty Jonathan S | MD, Head of Advisor Services | S | 1,000 | 111.33 | $111,330.1 | |
| 2026-08-14 | Craig Jonathan M. | MD, Head of Retail Investing | M | 10b5-1 | 21,866 | 46.81 | $1.0M |
| 2026-08-14 | Craig Jonathan M. | MD, Head of Retail Investing | S | 10b5-1 | 21,866 | 111.03 | $2.4M |
| 2026-08-14 | Craig Jonathan M. | MD, Head of Retail Investing | M | 10b5-1 | 21,866 | 0.00 | $0 |
| 2026-08-13 | Howard Dennis | MD, Chief Tech, OPS & Data Off | S | 10b5-1 | 2,198 | 110.00 | $241,780 |
| 2026-08-12 | Schwab Charles R. | Co-Chairman | S | 46,410 | 108.18 | $5.0M | |
| 2026-08-11 | Schwab Charles R. | Co-Chairman | S | 46,445 | 107.78 | $5.0M | |
| 2026-08-06 | Schwab Charles R. | Co-Chairman | G | 37,200 | 0.00 | $0 | |
| 2026-08-06 | Murtagh Nigel J | Chief Risk Officer | M | 10b5-1 | 1,897 | 46.81 | $88,798.6 |
| 2026-08-06 | Murtagh Nigel J | Chief Risk Officer | S | 10b5-1 | 1,897 | 109.00 | $206,776 |
| 2026-08-10 | Murtagh Nigel J | Chief Risk Officer | M | 10b5-1 | 24,778 | 46.81 | $1.2M |
| 2026-08-10 | Murtagh Nigel J | Chief Risk Officer | S | 10b5-1 | 24,778 | 109.01 | $2.7M |
| 2026-08-06 | Murtagh Nigel J | Chief Risk Officer | M | 10b5-1 | 1,897 | 0.00 | $0 |
| 2026-08-10 | Murtagh Nigel J | Chief Risk Officer | M | 10b5-1 | 24,778 | 0.00 | $0 |
Codes are the SEC's: P open-market purchase, S open-market sale; M exercise, F tax withholding, A grant and G gift are routine. A 10b5-1 flag means the trade ran under a plan adopted in advance. Method notes in where the numbers come from.